Mark Martis is Chief Operating Officer of Imperial Capital. Mr. Martis joined Imperial Capital at its inception in 1997. Prior to joining Imperial Capital, Mr. Martis was Chief Operating Officer and Chief Financial Officer of Dabney/Resnick/Imperial, LLC. Previously, Mr. Martis served as a financial manager with TCW, Inc. whereby he was responsible for financial reporting of TCW's Emerging Markets group. Prior to TCW, Mr. Martis held the position of Audit Manager with Deloitte & Touche where he focused on the financial services industry. Mr. Martis earned his Bachelor of Arts in Business Administration from the University of Oklahoma. In addition, Mr. Martis is a Certified Public Accountant.

Harry Chung is Chief Financial Officer of Imperial Capital. Mr. Chung joined Imperial Capital in August 2008. Prior to Imperial Capital, Mr. Chung served as Managing Director & Chief Operating Officer of Finance with Jefferies and Company, Inc. from February 2008 to July 2008. From February 1997 until February 2008, he served in various positions of increasing responsibility at Jefferies, including as a Senior Vice President in corporate development which included acquisition of boutique investment banks as well as internal business planning, budgeting, and forecasting. Prior to Jefferies, Mr. Chung was in the Financial Services Audit practice of KPMG. Mr. Chung received a B. S. from the University of Illinois. In addition, Mr. Chung is a Certified Public Accountant.